Securities Regulation: Selected Statutes, Rules, and Forms, 2019

Erscheinungsjahr 2019
ISBN: 978-1-5438-1275-6
Verlag: ASPEN PUBL

Buch, Englisch, 1168 Seiten, Format (B × H): 178 mm x 254 mm, Gewicht: 1978 g

Reihe: Supplements

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019). New to the 2019 Edition: - New Rule 15l-1 Regulation Best Interest has been added
- Thoroughly updated to reflect numerous changes made by the SEC to
- modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies
- facilitate the disclosure of information to investors
- simplify compliance without significantly altering the total mix of information provided to investors.

Autoren/Hrsg.

Cox, James D.

Langevoort, Donald C.

Fachgebiete

• Rechtswissenschaften Ausländisches Recht Common Law (UK, USA, Australien u.a.)