The Regulation of Securities Markets in China

1. Auflage 2018
ISBN: 978-1-137-56741-3
Verlag: Palgrave Macmillan US

Buch, Englisch, 290 Seiten, HC runder Rücken kaschiert, Format (B × H): 153 mm x 216 mm, Gewicht: 508 g

This book offers an in-depth analysis of China’s contemporary securities markets regulatory system, with a focus on regulation in practice. Examining the roles of both the China Securities Regulatory Commission and local governments, He argues that the government has built and developed markets from scratch to address the needs of the state and the economy at large. This book describes the workings of national and sub-national securities markets, and such a comprehensive approach gives insight into the ability of state regulation to guide a financial system. This book also provides a unique practical perspective, explaining of the dynamics of regulation in relation to the operation of the Chinese political system. Finally, it incorporates original empirical studies, including semi-structured interviews of professionals and a survey of retail investors. This book is an unparalleled resource for anyone interested in the regulation of securities markets, as well as finance in China in general.

Zielgruppe

Research

Autoren/Hrsg.

He, Weiping

Fachgebiete

• Wirtschaftswissenschaften Volkswirtschaftslehre Internationale Wirtschaft
• Wirtschaftswissenschaften Finanzsektor & Finanzdienstleistungen Finanzsektor & Finanzdienstleistungen: Allgemeines
• Wirtschaftswissenschaften Volkswirtschaftslehre Öffentliche Finanzwirtschaft, Besteuerung
• Rechtswissenschaften Ausländisches Recht Asien (inkl. Türkei und Naher Osten)

Inhaltsverzeichnis

1. Introduction2. Theories of Securities Markets Regulation3. The Regulatory Framework Under the CSRC4. Regulation of Information5. Insider Trading and Investor Protection6. The One Bank–Three Commissions Regulatory Structure7. Decentralization of the Regulation of China’s Financial Markets 8. Concluding Remarks

Über Autor(innen)

He Weiping is a lecturer at Monash Law School of Monash University, Australia. Her research interests are centered on comparative banking, financial markets regulations, and comparative corporate law issues. She is also the author of Banking Regulation in China (Palgrave Macmillan, 2014).