A Practitioner's Guide to MiFID

2. Auflage 2015
ISBN: 978-0-414-02685-8
Verlag: Sweet & Maxwell

Buch, Englisch

A complete practitioner’s guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II. The book will cover both the original Directive and all the changes and extensions brought about by MiFID II, how

Autoren/Hrsg.

Herbst, Jonathan

Fachgebiete

• Rechtswissenschaften Ausländisches Recht Common Law (UK, USA, Australien u.a.)

Inhaltsverzeichnis

Introduction; Scope, Authorisation and Passporting; Overview of Organisational and Conduct of Business Requirements; Conduct of Business Standards – Organisational Requirements; Conduct of Business - fair dealing with clients; Conduct of Business Standards - best execution; Conduct of Business Standards - information requirements; Transparency and transaction reporting standards; Regulated Markets and MTFs; Commodities Derivatives; The Third Country Regime.