A Practitioner's Guide to MiFID II

3. Auflage 2018
ISBN: 978-0-414-06572-7
Verlag: Sweet & Maxwell

Buch, Englisch, Gewicht: 898 g

A Practitioners Guide to MiFID II provides details about MiFID II and MiFIR and the changes they make to MiFID. It is designed to provide an overview of the key provisions of MiFID II and MiFIR and examines the UK’s implementation enabling financial services practitioners to navigate the complex new regime.

Autoren/Hrsg.

Herbst, Jonathan

Lovegrove, Simon

Fachgebiete

• Rechtswissenschaften Ausländisches Recht Common Law (UK, USA, Australien u.a.)
• Rechtswissenschaften Internationales Recht und Europarecht Europarecht Europäisches Handels-, Wirtschafts- und Gesellschaftsrecht, Währungsrecht

Inhaltsverzeichnis

Chapter 1. Introduction;
Chapter 2 Scope, Authorisation and Passporting;
Chapter 3 Clients and Client Classification;
Chapter 4 Conduct of Business Standards – Organisational Requirements;
Chapter 5 Conduct of Business Standards - Fair Dealing with Clients;
Chapter 6 Best execution under MiFID II;
Chapter 7 Conduct of Business Standards - Information Requirements;
Chapter 8 Transparency, data consolidation and reporting;
Chapter 9 MiFID/MiFIR Trading Venues;
Chapter 10 Commodity Derivatives;
Chapter 11 Third country firms.