McLeod | Principles of Legislative and Regulatory Drafting | Buch | 978-1-84113-772-8 | www.sack.de

Buch, Englisch, 232 Seiten, Format (B × H): 160 mm x 234 mm, Gewicht: 370 g

McLeod

Principles of Legislative and Regulatory Drafting


Erscheinungsjahr 2009
ISBN: 978-1-84113-772-8
Verlag: Bloomsbury Publishing PLC

Buch, Englisch, 232 Seiten, Format (B × H): 160 mm x 234 mm, Gewicht: 370 g

ISBN: 978-1-84113-772-8
Verlag: Bloomsbury Publishing PLC


Principles of Legislative and Regulatory Drafting provides a succinct guide to an area of law and practice which has previously been poorly served by English textbooks. It explains how drafters can convert legislative and regulatory policy into a form which has the desired effect in the most direct and accessible way.

On the basis that those who seek to communicate must be conscious of how their words will be read, it includes a chapter on interpretation. Other chapters include the nature of drafting instructions (including ethical considerations), the general principles of drafting, the protection of human rights, the creation of statutory corporations and schemes of licensing, subordinate legislation, and the creation of criminal offences.

The principles and skills of drafting are very largely common to both the legislative and regulatory fields, but the book draws attention to areas in which significant differences arise.

Extracts from the Interpretation Act 1978 and the European Convention on Human Rights are included as Appendices.

The book provides an invaluable introduction for those engaged in legislative and regulatory drafting, while also being useful to anyone who is interested in the creation and interpretation of legislative and regulatory texts.

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1 Drafting and Communication

INTRODUCTION

THE IMPRECISION OF LANGUAGE

ORAL AND WRITTEN USES OF LANGUAGE

CLARITY IN WRITTEN LANGUAGE

Introduction

Does Clarity have a Single Meaning and can Drafters Make Everything Clear?

How Objective is Clarity?

Introduction

Identifying Potential Readerships

THE FALLACY OF ASSUMING A CO-OPERATIVE RELATIONSHIP

2 Principles of Interpretation

INTRODUCTION

MATTERS OF FACT AND MATTERS OF LAW

Introduction

The Leading Cases

THE MYTH OF LITERAL MEANING

THE CONTEXTUAL APPROACH

Introduction

Purpose as Part of the Context

Introduction

Purposivism in Action

Reading Provisions and Instruments as a Whole

Introduction

Preambles and Long Titles

Short titles

Headings and Marginal Notes

Schedules, Definition Sections and Commencement Sections

Extrinsic Materials as Part of the Context

Introduction

Legal textbooks

Dictionaries

Pre-parliamentary Materials

Parliamentary Materials: the Use of Hansard

Post-parliamentary Materials

PRESUMPTIONS

Introduction

The Presumption against Injustice

The Presumption against Absurdity

UPDATING CONSTRUCTION

Introduction

The Problem of Social Change

The Problem of Technological Change

3 Drafting Instructions

INTRODUCTION

THE NATURE OF DRAFTING INSTRUCTIONS

THE CONTENT OF DRAFTING INSTRUCTIONS

THE FORM OF DRAFTING INSTRUCTIONS

THE ETHICAL DIMENSION OF DRAFTING

Introduction

Ethical Considerations

4 Constitutional Considerations and the Protection of Human Rights

INTRODUCTION

INTERPRETING CONSTITUTIONS

Introduction

THE CONSTITUTIONAL CONTEXT OF DRAFTING

THE PROTECTION OF HUMAN RIGHTS

Introduction

The Legal Protection of Human Rights before the Human Rights Act 1998

The Human Rights Act 1998

Introduction

The European Convention on Human Rights

Convention Rights under the Human Rights Act

How the Courts must approach Convention Rights

Interpretation and Validity of Legislation

Declarations of Incompatibility

The Duty imposed on Public Authorities

Statements of Compatibility

Is the HRA Retrospective as to Matters of Fact?

ECHR Concepts and their Interpretation

The Presumption of Compliance with International Law

PAVING LEGISLATION

THE REALLOCATION OF EXECUTIVE FUNCTIONS AND TITLES

5 General Principles of Drafting

INTRODUCTION

THE NATURE OF THE GENERAL PRINCIPLES OF DRAFTING

Introduction

The Mongoose Principle

Is Drafting an Art or a Science?

The Range of Drafting Techniques

PLAIN LANGUAGE DRAFTING

Introduction

Plain Language Drafting in its Historical Context

An Inevitable Limitation on the Usefulness of Plain Language Drafting

STRUCTURING AN INSTRUMENT

Introduction

The Value of Uniformity

Thring's Five Rules

Introduction

The Text of the Rules

The Essence of the Rules

The Placing of Subordinate Provisions in Practice

LAYOUT

Introduction

Sentence Length

MATTERS REQUIRING PARTICULAR CARE AND ATTENTION

Using Words Consistently

Using the Active rather than the Passive

Drafting Positively

Constructing Legislative Sentences

Introduction

Following Conventional Sentence Structure

Gender-Neutral Drafting

Introduction

Some Drafting Techniques

Being Careful with Modifiers

Using Past, Present and Future Tenses

Using And, Or and And/Or

Is a Body Corporate Singular or Plural?

Avoiding Nominalisations

Using Ordinary Words

Introduction

Using Plain Language Guides

Provisos

Ranges of Items

Punctuation

Introduction

Round Brackets (or Parentheses) and Square Brackets (or Brackets Properly So-called)

Apostrophes

Commas

Restrictive and Non-restrictive Phrases and Clauses

Enacting Formulas, Titles and Preambles

Introduction

Enacting Formulas

Titles and Preambles

Amending Provisions

Introduction

Textual Amendment

Non-textual Amendment

Amending by Repeal and Re-enactment

Amending Provisions and Gender-neutral Drafting

Numbering Newly-inserted Provisions

Commencement (or Coming into Force)

Application and Extent

Savings and Transitional Provisions

Introduction

Some Examples of Savings and Transitional Provisions

Consequential Amendments and Repeals

Definition Sections

Introduction

Matters of Fact and Matters of Law

'Means' and 'Includes'

Typography

Disapplying Definitions

Interpretation Acts

6 Powers and Duties

INTRODUCTION

THE DISTINCTION BETWEEN POWERS AND DUTIES

Introduction

May and Shall in the Context of Powers and Duties

Introduction

ENFORCING DUTIES BY JUDICIAL REVIEW

Introduction

DAMAGES FOR BREACH OF STATUTORY DUTY

Introduction

Two Specific Problems

Introduction

Does a Statute which imposes a Duty and also specifies a Penalty for Breach of that Duty impliedly exclude all Other Remedies?

Does a Statute which creates a Right and Specifies a Remedy to Enforce that Right, impliedly exclude all other Remedies?

The Drafting Solution to Both Problems

Where Breach of Statutory Duty gives rise to a Claim in Damages, do the Normal Principles of Vicarious Liability
apply?

CONTINUITY OF POWERS AND DUTIES

ANTICIPATORY EXERCISE OF POWERS

7 Licensing and Registration

INTRODUCTION

DESIGNING THE LEGISLATIVE SCHEME

APPLICATION PROCEDURES

Introduction

Standard Application Forms

Fees

Requirements as to Giving Notice of Applications

Requirements as to Consultation

FIRST-TIME APPLICATIONS, RENEWALS, REVOCATIONS AND APPEALS

CRITERIA FOR GRANTING OR WITHHOLDING LICENCES

CONDITIONAL LICENCES

DURATION OF LICENCES

ENFORCEMENT

TRANSITIONAL PROVISIONS (INCLUDING GRANDPARENTING)

THE STATUS OF QUALIFICATIONS FROM OTHER JURISDICTIONS

8. Statutory Corporations

INTRODUCTION

THE NATURE OF STATUTORY CORPORATIONS

CREATING STATUTORY CORPORATIONS

Introduction

Common Provisions

Introduction

The Name

The Objects

Members

Meetings

Employees

Dissolution

Miscellaneous Matters

PAVING LEGISLATION

9. Penal Provisions

INTRODUCTION

THE NATURE OF CRIMINAL LIABILITY

Introduction

Penalties and their Enforcement

Drafting Techniques for Creating Criminal Offences

Introduction

Techniques for Creating Criminal Offences

Continuing Offences

Introduction

Offences which Continue before Conviction

Offences which Continue after Conviction

STANDARDS OF PROOF

INTERPRETATION

Introduction

The Presumption that Mens Rea is a Necessary Element of Statutory Offences

Introduction

Expressions creating the Need for Mens Rea

Rebutting the Presumption of the Need for Mens Rea by Express Language

Rebutting the Presumption of the Need for Mens Rea by reference to the Subject Matter of the Offence

Mens Rea and Consent

Mens Rea and Offences Committed by Corporations

THE STANDARD SCALE OF FINES

10 Subordinate Legisation

INTRODUCTION

THE DOCTRINE OF ULTRA VIRES

Introduction

The Drafters' Responsibilities

Classifying the Bases of Ultra Vires Action

Introduction

Jurisdictional Error

Wednesbury Irrelevance

Wednesbury Unreasonableness

Breach of Procedural Fairness at Common Law

Breach of Express Procedural Requirements under Statute

EXCLUDING AND RESTRICTING CHALLENGES TO THE VALIDITY OF SUBORDINATE LEGISLATION

Introduction

The Leading Cases

Introduction

Total Ouster Clauses

Time-Limited Ouster Clauses

Finality Clauses

Henry VIII Clauses

Provisions Containing Subjective Tests

Appendix 1 Extracts from the Interpretation Act 1978

Appendix 2 Extracts from the European Convention for the Protection of Human Rights and Fundamental Freedoms

Appendix 3 The Better Regulation Executive's Code of Practice on Guidance on Regulation

Index


Ian McLeod is a solicitor, a Visiting Professor of Law at Teesside University, a Senior Associate Research Fellow in the Sir William Dale Centre for Legislative Studies in the Institute of Advanced Legal Studies, London University, a member of the Commonwealth Association of Legislative Counsel and a member of the Council of the Statute Law Society.



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