Market Abuse Regulation

3. Auflage 2019
ISBN: 978-0-19-875925-6
Verlag: Oxford University Press

Buch, Englisch, 276 Seiten, Format (B × H): 180 mm x 249 mm, Gewicht: 644 g

Market Abuse Regulation is a wide-ranging and insightful analysis of the market abuse regime and the applications of the regulations in the UK and European Union. It provides detailed discussion of the implementation and interpretation of the regulation, the conduct of investigations, the defences and appeals available against a finding of market abuse, and overlapping United States regulation.

The new edition explains and evaluates the changes introduced by the Markets in Financial Instruments Directive, the Market Abuse Directive, the Market Abuse Regulation, and the implementation of the Regulation on Wholesale Market Integrity and Transparency, which have resulted in dramatic expansion of the coverage of EU market abuse regulation. It addresses the regulation of additional financial instruments, the expansion to include new markets and trading facilities, and changes to the coverage of commodity derivatives and physical commodities. It discusses the dramatic changes to the format of regulation as a result of the restructuring of UK regulators; as well as the addition of new EU supervisory bodies with revised powers over national regulation within the EU. Beyond the EU, it discusses international protocols and treaties which have also added to the regulatory structure.

Autoren/Hrsg.

Swan, Edward J

Virgo, John

Fachgebiete

• Rechtswissenschaften Wirtschaftsrecht Bank- und Versicherungsrecht Bank-, Sparkassen- und Börsenrecht
• Rechtswissenschaften Wirtschaftsrecht Handels- und Gesellschaftsrecht Handelsrecht, HGB, Handelsvertreter- und -maklerrecht

Inhaltsverzeichnis

- Introduction

- 1: Evolving Regulation

- 2: Promoting Fair Markets

- 3: Defining Market Abuse

- 4: Insider Dealing

- 5: Market Manipulation

- 6: Interpretation

- 7: Scope of Coverage

- 8: Judging Behaviour

- 9: Enforcement Procedure

- 10: Penalties

- 11: Defences

- 12: Hearing and Appeals

- 13: Criminal Law

- 14: Market Abuse Cases

- 15: Overlapping US Regulation

- 16: Conclusion

Über Autor(innen)

Edward Swan is an international expert in financial services and energy law regulation, compliance and litigation, and on international transactions. Dr. Swan has been a Partner and Counsel at major international law firms and a Visiting Professor of law at University College London.

John Virgo is a specialist commercial barrister at Guildhall Chambers, with a strong practice emphasis on high-value financial product mis-selling litigation.