Sterling / Cui / Zhou | Underground Space | Buch | 978-1-394-20961-3 | sack.de

Buch, Englisch, 416 Seiten

Sterling / Cui / Zhou

Underground Space

Use, Planning and Design
1. Auflage 2025
ISBN: 978-1-394-20961-3
Verlag: Wiley

Use, Planning and Design

Buch, Englisch, 416 Seiten

ISBN: 978-1-394-20961-3
Verlag: Wiley


Comprehensive guide to the many forms of underground space use and explaining the interdisciplinary skills required for effective planning and design

Underground Space: Use, Planning, and Design comprehensively describes different aspects of underground space use and emphasizes the planning and design aspects for effective underground space utilization rather than the geomechanical and construction aspects of creating these spaces. The book provides the important issues and ideas in each aspect of the subject and guides readers to the appropriate literature for further research.

Written by a team of highly qualified authors, Underground Space includes information on:

Essentials of Soil Mechanics readers will also find: - Why underground space is used and when to choose to build underground
- Psychological, sustainability, and resilience issues
- Importance of utility infrastructure uses and their management
- Recent advances made in urban underground space planning
- Interior design, layout, lighting, and safety
- Exterior and entrance design patterns

Underground Space: Use, Planning, and Design is an essential, up-to-date reference on the subject for architects, planners, and engineers in public agencies, private sectors, and research institutions. It is also valuable for use in courses on architectural design, urban planning, underground infrastructure, and infrastructure provision.

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Contents

CONTENTS 3

LIST OF FIGURES 17

LIST OF TABLES 24

PREFACE 25

ACKNOWLEDGMENTS 27

1 INTRODUCTION TO UNDERGROUND SPACE USE 29

1.1 The meaning and connotation of “underground”? 29

1.2 What has changed since the first edition? 30

1.3 Why use underground space? 31

1.3.1 Key drivers for underground space use 32

1.3.1.1 Land Use Pressures 32

1.3.1.2 Topography and Barrier Crossings 35

1.3.1.3 Environment, Sustainability and Resiliency 36

1.3.1.4 Provision of infrastructure services and mobility 37

1.3.1.5 Harvesting mineral and energy resources 38

1.4 Can we use underground space more effectively? 39

1.4.1 Need for better planning of underground space 39

1.4.2 Valuing underground space 39

1.4.3 Ownership and administrative procedures 40

1.4.4 Initiation of underground developments 41

1.4.5 Organizational support and promotion 42

1.4.6 Technology advances 43

1.5 Underground space in culture and literature 43

1.6 The future of underground space development 44

1.6.1 Some visionary concepts 44

1.6.2 A future driven by needs and aspirations 47

1.6.3 A note of caution 48

1.7 Summary 48

1.8 Chapter 1 references 49

1.9 Bibliography of general books and information regarding underground space use and design 51

2 DECISION MAKING FOR UNDERGROUND SPACE 54

2.1 Introduction 54

2.2 Choosing to build underground 54

2.2.1 Identifying the possible alternatives 54

2.2.2 Potential benefits and drawbacks 55

2.2.3 Physical issues 57

2.2.3.1 Location 57

2.2.3.2 Isolation 57

2.2.3.3 Protection 60

2.2.3.4 Environment 64

2.2.3.5 Layout 65

2.2.4 Institutional issues 66

2.2.5 Life-cycle cost issues 66

2.2.5.1 Initial Cost/Land Cost Savings 66

2.2.5.2 Operating Cost/Maintenance 69

2.2.6 Societal issues 70

2.3 Common evaluation methodologies 73

2.3.1 Direct costs (initial and life cycle) 73

2.3.2 Indirect costs 74

2.3.3 Social costs 74

2.3.4 Indirect and social benefits 75

2.3.5 Triple bottom line analysis (TBL) 75

2.3.6 Life-cycle sustainability assessment (LCSA) 75

2.3.7 Service Cost Replacement Method (SCRM) 75

2.3.8 Willingness to pay 76

2.3.9 Real estate studies 76

2.3.10 Analytic network or hierarchy process (ANP or AHP) 77

2.4 Tricky questions for cost-benefit studies 77

2.4.1 What to include as a benefit? 77

2.4.2 Who pays, who benefits? 78

2.4.3 How to align benefits with costs? 78

2.5 Some typical construction and use comparisons 78

2.5.1 Tunnels vs surface or elevated alignments 79

2.5.2 Cut-and-cover versus bored tunnels 80

2.5.3 Trenchless technologies 80

2.5.4 Carbon footprint reduction 81

2.5.5 Life-cycle choices 81

2.6 Chapter 2 references 82

3 SUSTAINABILITY AND RESILIENCE ISSUES 87

3.1 Sustainability and resilience issues 87

3.2 The role of underground space 90

3.3 Resilience and vulnerability of underground facilities 93

3.3.1 Introduction 93

3.3.2 Resilience for military and civil defence 94

3.3.3 Resilience against natural hazards 95

3.3.4 Societal impacts of resilience related to underground infrastructure 96

3.3.5 Risks posed by underground infrastructure and facilities 97

3.4 Life safety 98

3.4.1 Challenges in life safety design in large underground facilities 98

3.4.2 Smoke control and ventilation systems 100

3.4.3 Structural fire resistance in tunnels and caverns 100

3.4.4 Structural fire resistance for underground buildings 100

3.4.5 Blast-resistant design 101

3.5 Protection for defence facilities 101

3.5.1 Exterior openings 101

3.5.2 Rock cover 102

3.5.3 Ground shock protection and dynamic support design 103

3.5.4 EMP protection, sensors and antennas 103

3.5.5 Ventilation and humidity control 104

3.5.6 Emergency power supply 104

3.6 Challenges and strategies for sustainable underground space development 104

3.6.1 Managing the complexity of underground space development 104

3.6.2 Justifying the cost 105

3.6.3 Geological input to planning 106

3.6.4 Supportive legal frameworks and policies 106

3.6.5 Appropriate safety standards for construction and use 107

3.6.6 Coordination and integration 108

3.6.7 Managing public perceptions and stakeholders 108

3.6.8 Time and timing 108

3.6.9 Assessing designs against sustainability and resilience goals 109

3.6.10 Combining underground excavation with space creation 110

3.7 Chapter 3 references 111

4 UNDERGROUND SPACE CLASSIFICATIONS AND CONFIGURATIONS 114

4.1 Introduction 114

4.2 Classification by function 115

4.3 Classification by geometry and scale 116

4.3.1 Fenestration 117

4.3.2 Depth 118

4.3.3 Project size 119

4.3.4 Building type/geographical extent 119

4.4 Other classifications/groupings 120

4.4.1 Origin 120

4.4.2 Site features 120

4.4.3 Project features 120

4.5 Typical configurations of underground openings 120

4.5.1 Natural cavities 120

4.5.1.1 Small-scale voids 121

4.5.1.2 Caves and caverns 121

4.5.1.3 Karst systems 122

4.5.2 Surface mining configurations 122

4.5.3 Underground mining configurations 124

4.5.4 Configurations for specific uses 127

4.6 CONFIGURATIONS APPLIED TO URBAN DESIGN 131

4.7 Chapter 4 References 135

5 HISTORICAL DEVELOPMENT AND CURRENT USE OF UNDERGROUND SPACE 136

5.1 INTRODUCTION 136

5.2 Underground Space Uses by Type 136

5.2.1 Residential Uses 136

5.2.2 Religious Uses 143

5.2.3 Recreation 145

5.2.3.1 Natural cave exploration and tourism 145

5.2.3.2 Sports facilities and community centers 146

5.2.3.3 Parks 148

5.2.4 Commercial and Institutional Uses 149

5.2.4.1 Integrated urban developments 149

5.2.4.2 Stations and intermodal facilities 151

5.2.4.3 Commercial and institutional buildings 152

5.2.4.4 Visitor/Interpretive centers and museums 152

5.2.4.5 Libraries 153

5.2.4.6 Office buildings 154

5.2.4.7 Educational institutions 155

5.2.4.8 Special use facilities 157

5.2.5 Industrial facilities 157

5.2.6 Military and defense facilities 158

5.2.7 Storage 159

5.2.7.1 Bulk storage of food 159

5.2.7.2 Oil and gas storage 161

5.2.7.3 Secure storage 162

5.2.8 Infrastructure uses 164

5.2.8.1 Introduction 164

5.2.8.2 Transportation 164

5.2.8.3 Transportation tunnels 165

5.2.8.4 Parking 167

5.2.8.5 Freight transport 167

5.2.8.6 Utility Systems 168

5.2.8.7 Water supply and sewage treatment 170

5.2.8.8 Waste disposal 171

5.2.8.9 Energy production and storage 172

5.2.8.10 Ground-coupled heat exchange systems 174

5.2.8.11 Integrated ground-coupled thermal systems 175

5.2.9 Mining and Resource Extraction 177

5.2.9.1 Mined space reuse 178

5.2.9.2 Agricultural uses 179

5.2.10 Miscellaneous uses 180

5.3 Discussion by geographical region 180

5.3.1 Introduction 180

5.3.2 Europe 181

5.3.2.1 Central Europe 181

5.3.2.2 Scandinavia and Iceland 181

5.3.2.3 UK and Ireland 182

5.3.2.4 Eastern Europe 182

5.3.3 Asia 183

5.3.3.1 East Asia (China, Hong Kong, Macao, Mongolia, Taiwan) 183

5.3.3.2 India 183

5.3.3.3 Japan and Korea 184

5.3.3.4 Singapore 184

5.3.3.5 Other 185

5.3.4 The Americas 185

5.3.4.1 North America 185

5.3.4.2 Central and South America 186

5.3.5 Oceania 187

5.3.6 Middle East and North Africa 188

5.3.7 Africa (except northernmost Africa) 188

5.4 Chapter 5 References 189

6 PLANNING ISSUES FOR UNDERGROUND SPACE 196

6.1 Introduction 196

6.2 Key aspects of undeground space planning 197

6.2.1 Piecemeal approaches and ad hoc solutions to urban problems 198

6.2.2 Recognizing the need for underground space planning 199

6.2.3 Integration into conventional planning activities 200

6.2.4 Optimizing the use of the subsurface 200

6.2.5 When to plan 201

6.2.6 Planning approaches may vary widely 202

6.2.7 Where to plan 203

6.2.8 Planning related to key drivers 205

6.2.8.1 Geographical – density, lack of surface space 205

6.2.8.2 Integrating aboveground and underground approaches 205

6.2.8.3 Geological – identifying resources and impacts 206

6.2.8.4 Topographical – creating better linkages 207

6.2.8.5 Weighing the balance – underground projects vs. the environment 207

6.2.8.6 Infrastructure systems - transportation, utility infrastructure, pedestrian, etc. 208

6.2.8.7 Balancing public and private interests 211

6.2.8.8 Current needs vs. future possibilities 212

6.3 The harmonious urban development of the surface and subsurface 213

6.4 Underground space development suitability and intensity 213

6.5 Legal issues and administrative controls 215

6.5.1 Land ownership and easements 215

6.5.2 Administrative controls and regulation 217

6.6 Other underground planning issues 218

6.7 Strategic and Master Planning 219

6.8 Chapter 6 references 220

7 URBAN UNDERGROUND SPACE PLANNING TOOLS AND CASE EXAMPLES 225

7.1 Evolution of Planning Efforts 225

7.2 Tools for integrated planning and development 229

7.3 Tools for three-dimensional spatial zoning of the underground 231

7.4 Tools for optimizing the multiple resource aspects of underground space 233

7.5 Criteria for delineating favorable and unfavorable underground zones 234

7.6 Vertical Control of Underground Space Development 237

7.7 Socio-economic factors in the development of underground space 238

7.7.1 Key influences 238

7.7.2 Influence of socio-economic factors on underground space configurations 240

7.8 Assessing the potential “value” of Underground Space Resources 241

7.8.1 Assessment of value based on need and potential future demand 241

7.8.2 Assessment of engineering difficulty for developing underground space by location and depth 243

7.8.3 Integrated quality assessment of underground space resources 244

7.8.4 Case Studies 244

7.8.4.1 Case study for Natong, China 244

7.8.4.2 Case Study for Xianyang, China 245

7.9 Long-term Forecasting of Underground Space Development Demand 246

7.9.1 Influencing factors for long-term forecasting 246

7.9.1.1 Case study for Dongguan, China 246

7.9.1.2 Case study for Xianyang, China 247

7.10 Summary of current analysis approaches 248

7.11 Chapter 7 references 248

8 PROJECT-RELATED PLANNING 252

8.1 Concept plan and requirements 252

8.1.1 Unstated and creeping requirements 253

8.1.2 Developing options and a robust concept 254

8.1.3 Systems tools for planning and decision making 256

8.1.4 Stakeholder analysis 257

8.2 Geo-planning 258

8.2.1 Site investigations 259

8.2.2 Good practice for site investigations 259

8.2.3 Cost planning for site investigations 260

8.3 Implementation planning 260

8.3.1 Contractual approach 261

8.3.2 Contracting for geological uncertainty (risk sharing) 261

8.3.3 Risk Management Plan 263

8.3.4 Construction planning 263

8.3.5 Environmental Impact Assessment (EIA) 264

8.3.6 Managing excavation spoil 265

8.4 Space planning and engineering considerations 266

8.4.1 Openings and access 266

8.4.2 Dimensions and space requirements 267

8.4.3 Engineering systems 268

8.4.4 Air conditioning 268

8.4.5 Ventilation systems 269

8.4.6 Power supply, lighting, and electrical safety 269

8.5 Drainage and waterproofing 271

8.5.1 Some key categories of facilities in terms of water control 271

8.5.1.1 Shallow underground buildings, cut-and-cover tunnels and basement spaces 271

8.5.1.2 Rock cavern facilities 271

8.5.1.3 Bored or drill-and-blast tunnel facilities in rock or soil 272

8.5.2 Strategies and issues for water/moisture control 272

8.5.2.1 Impact on longevity, life-cycle cost and user acceptance 272

8.5.2.2 Building location, exterior envelope configuration and entrances, drainage provisions 272

8.5.2.3 Reducing or preventing water transmission 274

8.5.2.4 Choosing waterproofing systems 275

8.5.2.5 Facility geometry and detailing waterproofing systems 276

8.5.2.6 Deep underground spaces and tunnel systems 276

8.5.2.7 Long-term performance and maintenance 278

8.5.2.8 Summary for drainage and waterproofing 278

8.6 Considerations for maintenance and repair 278

8.6.1 Access for inspection, maintenance and repair 278

8.6.2 Inspection of tunnels, caverns, and shafts 279

8.6.3 Internal structures within rock caverns, tunnels and shafts 279

8.6.4 Supports for technical installations 279

8.6.5 Repairs of ground support or anchor systems 280

8.6.6 Confined space hazards 280

8.6.7 Radon gas 280

8.7 Chapter 8 references 280

9 DESIGNING UNDERGROUND SPACES – TOWARDS A NEW PARADIGM 283

9.1 Introduction 283

9.2 Moving from underground “works” to underground urban planning 284

9.2.1 Recognizing the range of resources available 284

9.2.2 Moving away from temporary and limited uses 285

9.2.3 Managing the porosity of the subsurface 285

9.2.4 The subsoil as a service area, a suburb of the aboveground 285

9.2.5 A Sustainable Development Approach to Resources and Flows 286

9.2.5.1 Empty or full? 286

9.2.5.2 Urban planning: the human source 286

9.2.5.3 The subsoil, an "inspiring" space 286

9.2.5.4 Conclusion 286

9.3 A change of paradigms 286

9.3.1 Now technology can do everything, what do we do with it? 287

9.3.2 General principles of underground architecture 288

9.3.2.1 Creating a void …. 288

9.3.2.2. or creating an inhabited space 288

9.3.2.3 Neither human life nor nature are rigid 288

9.3.2.4 The underground landscape exists, it must be taken into account 289

9.3.2.5 Questions beyond the quality of spaces 289

9.3.3 The legacy: from technical excellence to dehumanization 290

9.3.3.1 The beautification of Paris, thinking together the above and below 290

9.3.3.2 The metro, a technical network 290

9.3.3.3 Development of mastery, technical excellence but abandonment of a global conception of above and below 290

9.3.3.4 Separation of genres: the urban and its suburbs, slab urbanism, zoning 290

9.3.3.5 Towards a basement being an integral part of urban space 291

9.3.3.6 Starting from the fundamentals: Man humanizes his space, in a continuity of movement, and a continuity and unity of space 291

9.3.3.7 Against traditional zoning – the essential need for “mixed uses” 291

9.3.4 Examples to guide us 292

9.3.4.1 Networks 292

9.3.4.2 Isolated, unconnected structures 293

9.3.4.3 Connected works 293

9.3.4.4 Towards master plans 295

9.3.4.5 How to regenerate complexity and achieve diversity? 296

9.3.4.6 Economic balance 297

9.3.4.7 Developing another perspective, another approach: the real ground of the city 298

9.3.4.8 Highlighting the shortcomings 299

9.3.5 The National Project “Ville 10D” - City of Ideas initiative 300

9.3.5.1 The necessary interdisciplinarity and transdisciplinarity 301

9.3.5.2 Moving from adventure to evidence 301

9.3.5.3 A broad partnership for a systemic, multidisciplinary and experimental approach 301

9.3.5.4 Changing work orders: from underground works to underground urban planning 302

9.4 Evolving Thoughts on Underground Building Design 302

9.4.1 Complexity in Design 302

9.4.2 Interpreting and managing feelings of confinement 303

9.4.3 Compensating for the absence of windows 304

9.4.4 Adopting the tools of augmented reality 304

9.4.5 The Technical Upheavals in Lighting 305

9.4.5.1 Natural light and artificial light 306

9.4.5.2 Light and scenography 306

9.4.5.3 Technology at the service of nature underground 307

9.5 Chapter 9 References 307

10 PSYCHOLOGICAL AND PHYSIOLOGICAL EFFECTS IN UNDERGROUND SPACE 308

10.1 Introduction 308

10.1.1 Relation to the first edition 308

10.2 First edition review (to 1993) 308

10.2.1 Purpose of first edition review 308

10.2.2 The image of the underground 309

10.2.3 Actual experience in underground buildings 311

10.2.3.1 Experience in Europe 311

10.2.3.2 Experience in the United States 312

10.2.3.3 Experience in China 314

10.2.3.4 Experience in Japan 315

10.2.4 Actual experience in windowless and other analogous environments 316

10.2.4.1 Windowless schools 317

10.2.4.2 Windowless offices 317

10.2.4.3 Windowless hospital rooms 317

10.2.4.4 Windowless factories 318

10.2.4.5 The functions of windows 318

10.3 Research and experience in the past thirty years 318

10.3.1 Introduction 318

10.3.2 General reviews 319

10.3.3 Objective comparisons of underground versus aboveground 322

10.3.4 Facility types and design elements 326

10.3.4.1 Workplace studies 326

10.3.4.2 Metro/rail 329

10.3.4.3 Road and pedestrian tunnels 330

10.3.4.4 Windows and lighting 331

10.3.4.5 Air quality / indoor environment 333

10.3.4.6 Biophilic indoor environments 334

10.3.5 Decision making for design and planning 335

10.3.5.1 Architectural design issues 335

10.3.5.2 Urban planning issues 337

10.4 Summary of issues 337

10.5 Chapter 10 references 341

11 EXTERIOR AND ENTRANCE DESIGN 347

11.1 Introduction 347

11.2 Exterior design issues and problems 347

11.2.1 Building image 348

11.2.2 Inability to see overall configuration 348

11.2.3 Exposed building services 349

11.3 Entrance design issues and problems 349

11.3.1 Entrance visibility and image 350

11.3.2 Lack of connection to surface environment 351

11.3.3 Fear of the underground 351

11.3.4 Separation of entrance functions 351

11.3.5 Access for mobility-impaired people 351

11.4 Summary of design objectives for exterior and entrance design 351

11.5 Design patterns: exterior and entrance design 352

11.5.1 Pattern 11-1: Terraced building with a hillside entrance 353

11.5.2 Pattern 11-2: Hillside entrance to an isolated facility 353

11.5.3 Pattern 11-3: Entrance through a sunken courtyard 354

11.5.4 Pattern 11-4: Open air structures over stairways and escalators 356

11.5.5 Pattern 11-5: Above-grade entrance pavilion 357

11.5.6 Pattern 11-6: Entrance through large above-grade building mass 359

11.5.7 Pattern 11-7: Open stairways, ramps and escalators 361

11.5.8 Pattern 11-8: Glass-enclosed vertical and inclined elevators 363

11.6 Additional considerations, caveats and lessons learned 365

11.6.1 Introduction 365

11.6.2 Building exterior 366

11.6.3 Building entrance 368

11.7 Chapter 11 References 370

12 LAYOUT AND SPATIAL CONFIGURATION 371

12.1 Introduction 371

12.2 Design issues and problems 371

12.2.1 Lack of spatial orientation 372

12.2.2 Confinement and lack of stimulation 374

12.2.3 Maintaining privacy 375

12.3 Design objectives for layout and spatial configuration 375

12.4 Design patterns: layout and spatial configuration 375

12.4.1 Pattern 12-1: A system of paths, landmarks, activity nodes, and zones 376

12.4.2 Pattern 12-2: Building with hillside exposure 379

12.4.3 Pattern 12-3: Sunken exterior courtyards 381

12.4.4 Pattern 12-4: Interior atrium spaces 383

12.4.5 Pattern 12-5: Building thoroughfare 386

12.4.6 Pattern 12-6: Short, lively passageways 388

12.4.7 Pattern 12-7: Zones of distinct character 389

12.4.8 Pattern 12-8: Interior windows overlooking activity 390

12.4.9 Pattern 12-9: Hierarchy of privacy 392

12.4.10 Pattern 12-10: Complex room shapes and interconnected spaces 395

12.4.11 Pattern 12-11: High and varied ceilings 397

12.5 Additional considerations, caveats and lessons learned 398

12.5.1 Introduction 398

12.5.2 Overall layout 399

12.5.3 Atrium / mezzanine spaces 400

12.5.4 Windows and privacy 401

12.5.5 Room shape 402

12.6 Chapter 12 References 402

13 INTERIOR DESIGN ELEMENTS AND SYSTEMS 404

13.1 Introduction 404

13.2 Design issues and problems 404

13.2.1 Stimulation and variety 405

13.2.2 Nature as a model 406

13.2.3 Confinement 406

13.2.4 Images of cold, damp spaces 407

13.2.5 Lower status 407

13.2.6 Spatial orientation 407

13.3 Design objectives for interior elements and systems 407

13.4 Design Patterns Related to Interior Elements and Systems 408

13.4.1 Pattern 13-1: Colorful, warm, and spacious environment 408

13.4.2 Pattern 13-2: Line, texture, and pattern 411

13.4.3 Pattern 13-3: Natural elements and materials 412

13.4.4 Pattern 13-4: Sculpture and man-made artifacts 415

13.4.5 Pattern 13-5: Warm, uncluttered furnishings 416

13.4.6 Pattern 13-6: Mirrors 418

13.4.7 Pattern 13-7: Alcoves and window-like recesses 419

13.4.8 Pattern 13-8: Paintings and photographs 420

13.4.9 Pattern 13-9: Transmitted and reflected exterior views 423

13.4.10 Pattern 13-10: Clear system of signs and maps 425

13.4.11 Pattern 13-11: Well-ventilated, comfortable environment 427

13.5 Additional considerations, caveats and lessons learned 430

13.5.1 Introduction 430

13.5.2 Interior style 430

13.5.3 Choice of materials 431

13.5.4 Sculpture, artifacts and activities 431

13.5.5 Mirrors and view configurations 432

13.5.6 Signage and maps 432

13.5.7 Air quality and comfort 433

13.6 Chapter 13 References 433

14 LIGHTING 436

14.1 Introduction 436

14.2 Design issues and problems 436

14.2.1 The desire for natural light 436

14.2.2 Lack of stimulation and connection with nature 437

14.2.3 Darkness, cold, and confinement 438

14.2.4 Physiological concerns of light 438

14.3 Design objectives related to lighting 441

14.4 Design patterns related to lighting 441

14.4.1 Pattern 14-1: Natural light through windows and skylights 442

14.4.2 Pattern 14-2: Transmitted and reflected natural light 445

14.4.3 Pattern 14-3: Artificial light with natural characteristics 448

14.4.4 Pattern 14-4: Skylights and wall panels with artificial backlighting 449

14.4.5 Pattern 14-5: Indirect lighting of walls and ceilings 451

14.4.6 Pattern 14-6: Dark, ambiguous boundaries 453

14.4.7 Pattern 14-7: Patterns of light and shadow 454

14.5 Additional considerations, caveats and lessons learned 455

14.5.1 Introduction 455

14.5.2 Exterior windows and skylights 455

14.5.3 Penetration of natural lighting within buildings 456

14.5.4 Interior lighting elements and systems 456

14.5.5 Lighting intensity variations 457

14.6 Chapter 14 References 457

15 LIFE SAFETY 459

15.1 Introduction 459

15.2 Design issues and problems 459

15.2.1 Emergency evacuation 461

15.2.2 Inaccessibility for fire fighting 462

15.2.3 Smoke and fire development 462

15.2.4 Innovation in underground life safety 463

15.3 Design objectives for life safety 463

15.4 Design patterns related to life safety 464

15.4.1 Pattern 15-1: Clear internal organization and egress system 464

15.4.2 Pattern 15-2: Safe vertical egress – stairwells, elevators, and escalators 469

15.4.3 Pattern 15-3: Compartmentalization and places of safe refuge 471

15.4.4 Pattern 15-4: Clear signs and emergency lighting 473

15.4.5 Pattern 15-5: Effective detection, alarm, and communication systems 475

15.4.6 Pattern 15-6: Effective smoke removal and air handling 476

15.4.7 Pattern 11-7: Effective fire suppression 478

15.4.8 Pattern 11-8: Fire-resistant construction and restriction of hazardous materials 478

15.5 Additional considerations, caveats and lessons learned 480

15.5.1 Introduction 480

15.5.2 Layout issues, compartmentalization, refuge and vertical egress 480

15.5.3 Detection, alarms, communications and signage 482

15.5.4 Smoke and fire 482

15.5.5 Materials and fire separation 483

15.6 Chapter 15 References 484

15.7 Short bibliography for recent standards and reports on underground fire and life safety 485

16 UNDERGROUND CONSTRUCTION TECHNOLOGY DEVELOPMENT AND ITS IMPLICATIONS 487

16.1 Introduction 487

16.2 Development of tunneling technology in rock 488

16.3 Development of tunneling technology in soft ground 490

16.4 Development of basement, open-cut excavation and shaft-sinking Technologies 492

16.5 Development of utility installation, rehabilitation and management technologies 493

16.6 Development of mining and oil/gas recovery technologies 496

16.7 Summary 498

16.8 Chapter 16 References 499

17 MANAGING UNDERGROUND SPACE FACILITIES 501

17.1 Introduction 501

17.2 Evolution of asset management approaches 501

17.3 Asset management for underground facilities – General considerations 503

17.3.1 Out-of-sight, out-of-mind 503

17.3.2 “If it ain’t broke, don’t fix it” 503

17.3.3 Incomplete records of underground facilities 503

17.3.4 Difficulties in locating, inspecting and assessing condition 504

17.3.5 End-of-service-life decisions 504

17.3.6 Asset management for occupied underground spaces 505

17.4 Asset management issues for specific underground facility types 506

17.4.1 Transportation tunnels 506

17.4.2 Large underground pipes and tunnels (person-entry) 506

17.4.3 Underground piping systems (non-person-entry) 506

17.4.4 Buried cables and conduits 507

17.4.5 Underground buildings 507

17.4.6 Rock caverns 508

17.4.7 Mining operations 508

17.4.8 Civil defense facilities 509

17.5 Improving underground asset management 509

17.5.1 Prioritization of maintenance and rehabilitation work 509

17.5.2 Relating condition to asset value 510

17.5.3 Improved database structures and visualization 510

17.5.4 Improving location, inspection and assessment methodologies 511

17.5.5 Subsurface utility engineering approach 512

17.5.6 Ongoing data capture and correction 513

17.5.7 Utility coordination 513

17.5.8 Damage prevention programs 513

17.6 Summary 514

17.7 References 515

APPENDIX A: GLOSSARY OF TERMS, ABBREVIATIONS AND ACRONYMS 517

APPENDIX B: EFFECT OF LAND COST ON CHOICE FOR UNDERGROUND SPACE USE 522

APPENDIX C: DATABASE FORMATS FOR CATALOGING UNDERGROUND SPACE USES 531

APPENDIX D: WORLDWIDE EXAMPLES OF UNDERGROUND SPACE USES 537


Raymond Sterling is a Professor Emeritus (Civil Engineering) at Louisiana Tech University where he directed the Trenchless Technology Center from 1995-2009. From 1977-1995, he was on the faculty of the University of Minnesota where he was the founding Director of the Underground Space Center.

John C. Carmody (1947-2019) was an architect and the Associate Director of the Underground Space Center at the University of Minnesota. His major research interests included the planning, design, and construction of underground facilities, energy-efficient building design, building technology, and life safety in buildings.

Yingxin Zhou is Technical Director with Knights Synergy (S) Pte Ltd and Academy of Engineering Singapore and served as Head Engineering (Underground Facilities) with the Defence Science and Technology Agency, Singapore.

Monique Labbe is the recipient of the Pioneering Woman Architect ARVHA Prize in 2023 and runs Les Ateliers Monique LABB#. She created and chaired the AFTES Underground Space Committee. She initiated in 2009 and directs the Ville 10D-Ville d'Id#es National Research Project on the urban use of the underground.

Xiaozhao Li is Director, Professor of the State Key Laboratory for Geo-Mechanics and Deep Underground Engineering, China University of Mining & Technology. He is also Founding Director of Yunlong Lake Laboratory for Deep Underground Science and Engineering.

Jianqiang Cui is a Senior Lecturer in Urban Planning at Griffith University, Brisbane, Australia. Her research interests lie in the fields of urban planning and design, transport planning and policy, environment and behaviour, and urban underground space.



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