Chapter 2
Adaptation in Climate Change Discourse
A Conceptual Framework
Abstract
This chapter reviews the current literature in the field of climate change and livelihoods to set out a conceptual framework to guide the research. It discusses the history and the concepts of adaptation, and provides an overview of the adaptation models. The chapter then proposes a conceptual framework on the livelihood adaptation process.
Keywords
Adaptation; Adaptive capacity; Climate change; Global warming; Livelihood adaptation; Vulnerability
Contents
2.1. Introduction
There is substantial evidence that the climate is changing (
Cubasch et al., 2013). Historical greenhouse gas (GHG) emissions have already “committed” the earth to some level of warming (
Adger et al., 2007), and the global mean temperature will probably exceed 2°C against 1900 level over the next decades, regardless of mitigation measures (
Parry et al., 2009). Global warming beyond this threshold level (2°C against 1900 level) is considered to be dangerous, in that this could interfere with the climate system and risk very large impacts on multicentury time scales (
Parry et al., 2009;
Smith et al., 2009). These changes are leading to environmental impacts such as global average sea level rise, changes in temperature and precipitation extremes, and changes in tropical cyclones. Many of these changes will lead to multiple socio-economic impacts such as altering today’s yields, earning, health and physical safety and, ultimately, the paths and levels of future development (
World Bank, 2010). Although climate change will affect everyone, it is expected to have a disproportionate effect on those who live in poverty in developing countries (
POST, 2006).
In the effort to grapple with the challenge of global climate change, adaptation is unavoidable, as the most restricted measures to reduce the emission of greenhouse gases (GHGs) at this stage would not be sufficient to avoid the impacts of climate change (
Berrang-Ford et al., 2011). Some suggest that the challenge of adaptation is not new, as societies have adapted to climate change over the course of human history. Empirical studies show that many individuals and communities within a society show clear signs of buffering their livelihoods in the face of disturbance and having the capacity to adjust their livelihood pathways to moderate the effects of climate change (
Osbahr et al., 2008;
Thomas, 2008).
The purpose of this chapter is to review the literature in the field of climate change and livelihoods, and to set out a conceptual framework to guide the research. In the next section, the concept of adaptation in climate change discourse is introduced, including a brief history of this concept. Other, related concepts explored to complement the adaptation framework include vulnerability, resilience, and maladaptation. This chapter provides an overview of the adaptation models built on the different theoretical perspectives that provide a foundation to understand the adaptation process taking place in socio-ecological systems under climate change risks. The chapter begins with a discussion of the concepts of the livelihood approach, which is then integrated with approaches to climate change adaptation in order to understand the conceptual and methodological linkage between adaptation and livelihood systems. Finally, a conceptual framework on the livelihood adaptation process is proposed, by combining insights from both adaptation livelihood frameworks, which is then used to structure the research underpinning this book and to answer the research questions presented in
Chapter 1.
2.2. Adaptation in Theory
2.2.1. Evolution of Approaches to Adaptation
The term “adaptation” is receiving increasing attention from people who are concerned about climate change. Although the term has proliferated recently in the context of climate change, the nontechnical meaning of this word came into use in the English language in the early seventeenth century (
Orlove, 2009). Yet, the word has acquired specific meaning in particular disciplines. To comprehend how adaptation is defined and understood, both in current discourses and in policies, it is helpful to first trace the inception of this term and to investigate the conceptual evaluation of adaptation.
According to dictionaries, “adapt” means to change something, to make it suitable for different conditions, and “adaptation” refers to the process of changing to suit different conditions. Adaptation appeared as a technical term first in evolutionary biology and was notably used by Darwin in his 1859 book
On the Origin of Species (
Orlove, 2009). According to Darwin’s theory of evolution by natural selection, adaptation refers to the organic modification by which an organism or species becomes fitted to its environment. In biology, adaptation refers to: (1) physiological changes for adjusting to an immediate environment; (2) the process of becoming adapted, driven by genetic variations among individuals that enable an organism’s survival and reproduction in a specific environment; and (3) development of a particular feature through evolution by natural selection for a specific function (
Encyclopedia Britannica, 2011).
Influenced by evolutionary biology, the concept of adaptation to human systems came into use, either explicitly or implicitly in a number of social science fields, from welfare economics and anthropology to human geography and political ecology. The concept of adaptation in the field of climate change evolved concurrently with the increasing concern about climate variability and change. Although there are a number of definitions of adaptation in the climate change literature, adaptation refers usually to an adjustment in a system in response to climatic stimuli. Efforts have been made to develop common definitions and a coherent conceptual framework of adaptation through the Intergovernmental Panel on Climate Change (IPCC). The IPCC’s Special Report on Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation (SREX) has defined adaptation as the process of adjustment in natural and human systems to reduce damage or to exploit beneficial opportunities in response to real or expected climate and associated effects (
IPCC, 2012). The IPCC conceptualizes adaptation in the context of the adaptive capacity and vulnerability of ecological–socio-economic systems to climate change.
2.2.2. A Conceptual Framework of Adaptation to Climate Change
Drawing on
Smit et al. (2000), the Third Assessment Report (TAR) of the IPCC identifies three major dimensions of adaptation that together offer a conceptual framework of adaptation (
Smit et al., 2001).
2.2.2.1. Climate Stimuli
Berkhout et al. (2004) state that climate stimuli are those features of climate that have some influence on the behavior of a system. Other terms used to express climate stimuli include stresses, disturbances, events, hazards, and perturbations. Climate-related stimuli for which adaptation is undertaken include changes in average yearly weather conditions (e.g., temperature, precipitation), great variability within the range of normal climatic conditions (interannual variation), and changes in extreme events or catastrophic weather conditions such as floods, droughts, or storms (partly based on
Smit et al., 2001).
2.2.2.2. System Definition
The SREX of the IPCC states that “adaptation occurs in natural and human systems” (
IPCC, 2012, p. 5). The system of interest is also termed a “unit of analysis,” “exposure unit,” “activity of interest,” or “sensitive system” (
Smit et al., 2001). The...